Benefit Plan Audit Services including 401(k) and 403(b)

Our Benefit Plan Audit Services Benefit You - The popularity of 401(k) plans has exploded in the past decade. In tandem with this growth has followed increased Government regulation (from both the IRS and the Department of Labor). The Government wants to ensure benefit plans are being managed properly and that investments are made in a timely manner and as promised. Because the rules are stringent, non-compliance can become an expensive problem.

Dunham Associates conducts audits of many 401(k) benefit plans of various sizes ranging from small to very large. We understand the complexities of pension plan auditing and the importance of smooth interaction amongst the employer, the custodian and the third party administrator (TPA). Our experienced professionals can guide you through every step of your 401k audit, and advise you on how to best offer benefits. We have a dedicated team of Employee Benefit Plan Audit professionals, allowing Dunham Associates to efficiently and effectively service your needs.

Download the "Retirement News for Employers" PDF

NEW for 2009 is the requirement for certain 403(b) Plans to be subject to the same reporting and audit requirements as 401(k) plans. Please peruse the link below for expanded information related to understanding how the new 403(b) plan requirements compare to 401(k)s.

PDF download from "Journal of Accountancy"
Thank you to "Journal of Accountancy" for the informative article.